Project Background

 

     The Four Corners area of the U.S. Southwest contains many remnants of a dense pre-Hispanic occupation by ancestral Pueblo farmers. A farming way of life here dates back to before 1000 B.C. (Cordell 1997:127-151). Substantial villages with both pitstructures and surface structures appear around A.D. 750, but the area was largely depopulated again in the A.D. 890-930 period. After a second population expansion, the area was depopulated in favor of locations to the southeast and south in the late 1200s (Cameron 1995). In this proposal we deal with an important subset of this area, comprising most of what Varien et al. (1996:86) defined as the McElmo/Yellowjacket District, an area sometimes called the breadbasket of the Anasazi world. During the last 700 years of its occupation, from A.D. 600 to 1300, the settlement and subsistence systems of our study area underwent several well-documented transformations. There were episodes of population aggregation and partial disaggregation for which the general causes are under debate (Adler 1990; Cordell et al. 1994; Leonard and Reed 1993; Stone 1992). There is a shift from rainfall-dependent field systems towards more water control by the A.D. 1100s (Schlanger 1988), with sediment and water-controlling features becoming gradually more common after about A.D. 940 (Wilshusen 1997). There is an increasing restriction of large settlements to canyon heads in the last 40-50 years of occupation (Varien et al. 1996:106). There is, of course, the final depopulation by pre-Hispanic farmers, accompanied by signs of strife (Lipe 1995; Kuckelman et al. 2000).

     This history cannot be understood without reference to population growth (Kohler and Sebastian 1996; Wilshusen with Varien 1996), forest reduction (Kohler and Matthews 1988), high- and low-frequency climate change affecting opportunities for agriculture (Ahlstrom et al. 1995; Petersen 1988), repositioning of fertile top­soils downstream with erosion (Force and Howell 1997), warfare, especially during the last few decades of occupation (Wilcox and Haas 1994), and changing extent and activity of networks of reciprocity driven by changing patterns of agricultural productivity (Kohler and Van West 1996). We will also suggest that changing distributions of water sources during the last 200 years of occupation affected settlement distributions. It has proven extremely difficult to understand how these factors interacted to produce the behaviors instantiated in the archaeological record, generally regarded as the best known in the world (Wenke 1990:578).

      By most measurements of cultural complexity, these societies are fairly simple. Their analysis, however, presents serious dilemmas that confront the systematic analysis of any similar system, contemporary or prehistoric. How can we study the simultaneous interactions of a population with a set of resources that is changing both in response to exogenous, climate-induced factors on several time scales, and anthropogenic effects? How can we, at the same time, account for the effects of the changing distributions of population itself on economic opportunities for the actors in this system? This long and detailed record provides our best opportunity to expand our abilities to understand human adaptation in small-scale societies over long periods on high-dimensional landscapes, using the techniques and tools described below.

       Agent-based modeling languages such as Swarm (Swarm Development Group 2000) make it possible to effectively study systems composed of many interacting distributed processes. From a social sciences perspective, the primary benefits of this research are to:

·    Refine an existing database of site location, size, function, and chronology for this area, to the benefit of all regional archaeologists.

·    Estimate the extent to which flow quantities and locations of water sources changed during the late pre-Hispanic occupation, and assess the importance of this effect for settlement systems and for the depopulation of the area.

·    Determine whether the episodes of aggregation and disaggregation, and the locations of the aggregates in this area, can be accounted for by variability in exchange practices, in the context of the other variables affecting settlement practices. We will begin by examining the performance of a self-interested form of variance-reducing reciprocal exchange described by Kohler and Van West (1996). We will examine against this a variant of the strong reciprocity model for cooperation (Bowles and Gintis 2001), which depends on group norms enforced (we suggest, for our case) by exclusion from exchange networks.

·    Make simultaneous tests of the interactions of economic factors, hydrological factors, possible depletion effects, and changing agricultural strategies on the settlement system, while at the same time examining the effects of the evolving settlement system on the environment, including the hydrological system.*     

From a hydrological perspective, the work we propose contributes to these goals, and to the study of paleohydrological regimes in general, by:

·    developing interactive, computer-based analytical and mathematical tools within a Geographic Information System (GIS), including nested ground-water and surface-water flow models appropriate for evaluating watershed-scale water supply, useful for anticipating the behavior of these systems under future climatic regimes; and

·    identifying the relative roles of human-induced and climatic processes in controlling the modern and paleoground-water and surface-water of Southwest Colorado.

Finally, this work contributes to developing multi-agent systems and cultural algorithms (Reynolds 1994). The integration of multi-agent modeling with evolutionary learning based upon theories of cultural change affords us the opportunity to observe the knowledge and social structures that emerge in various situations. The Swarm libraries that Reynolds develops to implement cultural algorithms will be useful to the large and growing community of Swarm users. This work furthers computational organizational research in general by confronting artificial society models with data that can serve to either calibrate or assess their performance. Taken together, these elements constitute a unified framework for studying the linked social and environmental processes affecting a small-scale agricultural system. Although each component separately has merit, we consider their integration to be the most important product of the proposed research. 

 


*Population is endogenous in the model. Global levels respond to subsistence opportunities as they affect each household, which in turn are affected by each household's location on the landscape, and relative to other households, as well as by any possible degradation (Kohler et al. 2000).

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